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#	Item
371	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K/A Current Report Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2015-11-03 01:37:50 SEC filings Corporate finance Equity securities Options Warrant Form 10-K Form 8-K Fiduciary Economy Business
372	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-05 15:57:28 Finance Money SEC filings Financial regulation U.S. Securities and Exchange Commission Financial markets 73rd United States Congress Securities Exchange Act Futures contract Securities regulation in the United States Market liquidity Schedule TO
373	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-13 15:33:24 73rd United States Congress U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Securities regulation in the United States Finance New York Stock Exchange National Market System Futures contract Economy
374	NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION TO ANY U.S. PERSON OR INTO THE UNITED STATES OR ANY OTHER JURISDICTION WHERE IT IS UNLAWFUL TO DISTRIBUTE THIS ANNOUNCEMENT 9 August 2016 AFFINITY WATER PROGRAMME FINANCE LIMI Add to Reading List Source URL: stakeholder.affinitywater.co.uk Language: English - Date: 2016-08-09 05:54:23 Finance Economy Money Bond Stock market Financial markets 73rd United States Congress U.S. Securities and Exchange Commission Corporate finance Security London Stock Exchange Securities Act
375	As filed with the Securities and Exchange Commission on January 19, 2016 Registration No. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-03-04 12:09:25 Economy Business Stock market Finance Corporate finance SEC filings Corporate law English law Proxy statement Proxy Mergers and acquisitions Securities Act
376	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-08-05 07:13:35 Financial regulation International Organization of Securities Commissions Economy Systemic risk Securities commission Government Securities Commission of New Zealand Finance Trinidad and Tobago Securities and Exchange Commission Comisin Nacional del Mercado de Valores
377	Mandatory vs. Contractual Disclosure in Securities Markets: Evidence from the 1930s * Paul G. Mahoney (corresponding author) University of Virginia School of Law 580 Massie Road Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:54:31 73rd United States Congress U.S. Securities and Exchange Commission Economy New Deal Business SEC filings Corporate crime Securities Exchange Act Securities regulation in the United States Securities Act New York Stock Exchange Voluntary disclosure
378	FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-04-05 08:26:37 Finance Corporate finance Stock market Economy Equity securities Financial economics SEC filings Form 4 U.S. Securities and Exchange Commission Security Stock Warrant
379	CENTER FOR FINANCIAL STABILITY Bold Innovative Add to Reading List Source URL: www.centerforfinancialstability.org Language: English - Date: 2016-07-06 19:27:50 Corporate crime U.S. Securities and Exchange Commission Class action Government
380	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-06-08 01:02:16 Finance Economy Stock market Money Corporate finance Equity securities Common stock Preferred stock Reverse stock split Stock Equity Par value

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